3 Feb 2025

📈Compliance Update

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Types of Complex Orders Available for Flexible Exchange Options (“FLEX”) Trading on the Exchange

Summary ?

The Securities and Exchange Commission announces the accelerated approval of rules for trading complex FLEX orders that include both FLEX and non-FLEX components. This regulatory change enhances trading flexibility, allowing investors to execute more customized strategies efficiently, while continuing to ensure the protection of market participants and maintaining fair trading practices.

Agencies

  • Securities and Exchange Commission

Business Impact ?

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The regulatory notice involves compliance and regulatory requirements related to complex FLEX v. Non-FLEX orders. It introduces trading adjustments and rules that impact how businesses can execute trading strategies involving FLEX options, thereby providing increased flexibility and efficiency in financial transactions.

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