6 Aug 2025
📄SEC Rule 19d-1
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 19d-1
Summary
The SEC is seeking an extension for information collection under Rule 19d-1, requiring self-regulatory organizations to report various final SRO actions. This rule includes disciplinary actions and delistings and mandates timely reporting to ensure adequate compliance oversight by the SEC.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The notice discusses Rule 19d-1, which requires self-regulatory organizations (SROs) to file notices regarding disciplinary actions and delisting of securities. This impacts businesses as they must comply with mandatory reporting requirements, potentially affecting their operational procedures and associated costs.