2 Sep 2025
📄SEC Rule 17a-10 Submission for OMB Review and Compliance
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-10
Summary
The SEC announces a request for OMB review regarding Rule 17a-10, which allows subadvisers to engage in transactions with affiliated funds. The document details the regulatory requirements and estimated compliance costs for investment companies, emphasizing necessary contractual modifications to comply with the rule.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The document outlines compliance requirements related to Rule 17a-10, impacting registered investment companies and their subadvisers. This affects business operations through necessary contract modifications and associated costs, creating regulatory burdens that need to be managed by affected entities.