25 Sep 2025
📄SEC Review of Rule 12d1-3 Information Collection Request
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 12d1-3
Summary
The SEC announces the submission for OMB review for extension of Rule 12d1-3, which mandates certification for securities listing and registration. The notice details the estimated burden on respondents and highlights the public commentary opportunity for the information collection request.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The text discusses Rule 12d1-3 requiring securities certification for listing approval, which imposes compliance requirements on businesses involved in securities. This can affect operational activities and resource allocation for regulatory compliance.