6 Aug 2025
📊SEC Proposes Reinstatement of Rule 30a-1 Reporting Requirements
Agency Information Collection Activities; Proposed Collection; Comment Request; Reinstatement With Change: Rule 30a-1
Summary
The SEC is seeking comments on the proposed reinstatement of Rule 30a-1, which requires investment companies to file an annual report on Form N-CEN. This action is part of the ongoing regulatory framework under the Investment Company Act of 1940 and addresses the need for information collection in compliance with the Paperwork Reduction Act.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The SEC's reinstatement of Rule 30a-1 and the requirements for investment companies to provide annual reporting may affect compliance and financial reporting obligations for business owners in the investment sector. This underscores the importance of adhering to regulatory requirements to avoid potential penalties.