29 Sep 2025

📊SEC Seeks Comments on Rule 30e-3 for Investment Companies

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30e-3 (17 CFR 270.30e-3) Under the Investment Company Act of 1940, “Internet Availability of Reports to Shareholders”

Summary ?

The SEC announces a proposed collection of information under Rule 30e-3, which allows registered investment companies to provide shareholder reports on their websites. This notice invites comments on the rule's necessity, burden estimates, and ways to improve the collection process, aiming to streamline shareholder communication and compliance.

Agencies

  • Securities and Exchange Commission

Business Impact ?

$$ - Med

The document outlines compliance and regulatory requirements for investment companies regarding the internet availability of shareholder reports. These requirements could lead to increased operational costs and labor hours for businesses. Additionally, firms may need to consider implications related to data transparency and investor communication.

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